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Securities Investor Protection Corporation
Results: 794

#	Item
181	Shapiro, Carl Forfeiture Settlement Add to Reading List Source URL: www.justice.gov Language: English - Date: 2012-04-17 11:14:12 Crime Bernard Madoff Securities Investor Protection Corporation Securities fraud Carl J. Shapiro Irving Picard Madoff Fraud U.S. Securities and Exchange Commission Madoff investment scandal Finance Business
182	SecondMarket Secondary Trading Developments SEC Advisory Committee on Small and Emerging Companies March 4, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-03 18:58:37 Finance Financial system 73rd United States Congress United States Securities and Exchange Commission SecondMarket Municipal Securities Rulemaking Board Security Securities Act Securities Investor Protection Corporation Financial economics United States securities law Self-regulatory organizations
183	PERSHING LLC (An Indirect Wholly Owned Subsidiary of The Bank of New York Mellon Corporation) Statement of Financial Condition December 31, 2013 (With Reports of Independent Registered Public Accounting Firm) Add to Reading List Source URL: www.pershing.com Language: English - Date: 2015-03-02 12:23:59 Financial markets Financial accounting Generally Accepted Accounting Principles Financial regulation United States housing bubble Fair value Valuation Repurchase agreement Securities Investor Protection Corporation Finance Business Accountancy
184	Case 14-97, Document 209-1, [removed], [removed], Page1 of[removed]‐97‐bk(L) In re: Bernard L. Madoff Investment Securities LLC In the Add to Reading List Source URL: www.madofftrustee.com Language: English - Date: 2015-02-20 11:27:23 Financial system Bernard Madoff Securities Investor Protection Corporation Madoff Irving Picard Recovery of funds from the Madoff investment scandal Participants in the Madoff investment scandal Madoff investment scandal Finance Business
185	Promotion THE CAPITAL REGION FINANCIAL LEADERS Add to Reading List Source URL: www.eminetwork.com Language: English - Date: 2014-05-09 11:06:46 Henry Kissinger Securities Investor Protection Corporation Nationality United States International relations Operation Condor
186	T.C. Memo[removed]UNITED STATES TAX COURT ESTATE OF BERNARD KESSEL, DECEASED, IRIS STEEL, EXECUTRIX, Petitioner v. Add to Reading List Source URL: www.ustaxcourt.gov Language: English - Date: 2014-05-21 14:56:18 Fraud Bernard Madoff Securities Investor Protection Corporation Madoff Irving Picard Ponzi scheme Charles Ponzi Participants in the Madoff investment scandal Recovery of funds from the Madoff investment scandal Madoff investment scandal Business Finance
187	Certificate Release Request This form authorizes Fidelity to deposit certificates into a Fidelity brokerage account when the name and registration on the certificate do not match the name and registration on the Fidelity Add to Reading List Source URL: www.earlham.edu Language: English - Date: 2014-08-26 09:53:33 Stock market Finance Fidelity Investments Medallion signature guarantee Securities Investor Protection Corporation Public key certificate Security Stock transfer agent Financial economics Investment Securities
188	LPL FINANCIAL RESEARCH Current Conditions Index November 19, 2014 Over the last week, the LPL Financial Current Conditions Index (CCI) fell 2 points to 254. While the CCI has shown some downward movement since its June Add to Reading List Source URL: lplfinancial.lpl.com Language: English - Date: 2014-11-19 15:33:07 Recessions Index numbers Economic history Commodity channel index VIX LPL Financial Securities Investor Protection Corporation Volatility Commodity price index Economics Mathematical finance Financial economics
189	February 15, 2011 Via Electronic Mail Office of the Secretary Public Company Accounting Oversight Board 1666 K Street, NW Add to Reading List Source URL: pcaobus.org Language: English - Date: 2011-02-16 10:48:46 Financial markets United States securities law Financial regulation Auditing Economy of the United States Public Company Accounting Oversight Board Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Investor Protection Corporation Sarbanes–Oxley Act Finance Financial economics Business
190	Fuel YourselfA NARO With Knowledge Education, Advice and Support Event -Featured Speakers- Add to Reading List Source URL: www.tm-bc.org Language: English - Date: 2014-04-22 21:16:50 Nuveen Investments Financial services Financial adviser Morgan Stanley Wealth management Securities Investor Protection Corporation Morgan Motor Company Tax Financial economics Investment Finance

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